1
Shareholder lists a position
A shareholder or issuer posts share count, target price, documentation, and transfer status.
Advisor Trade Ex
Buy and sell public and private company shares.
CFA charterholders and advisor teams evaluate open interest, connect eligible capital with shareholders, and close through registered channels.
Company
Side
Price
Value
Entrex Carbon Market, Inc.
Offer
$1.00
$1.00M
Tampa Twenty Leasing, Inc.
Offer
$1.00
$20.0M
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CFA team screens the opportunity
Advisor teams review open interest, compare valuation, and identify qualified counterparties.
3
Trade closes through registered channels
Execution, settlement, and reporting run through broker-dealers, escrow, and transfer agents.
Who ATX serves
CFA charterholders
A central place to screen secondary liquidity, compare indications, and source differentiated positions for client mandates.
Investment advisors
Advisor teams can connect eligible buyers and sellers while keeping transaction execution inside regulated channels.
Investors
Shareholders bring public or private company interests to a network that can evaluate bids, offers, and transfer status.
Issuers
Companies can support existing holders, qualified offerings, and capital formation without relying on a single distribution path.
Legal & closing
Closing counsel reviews transfer requirements, prepares transaction documents, and coordinates settlement workflows.
Reporting & data
FIX connectivity and trade reporting workflows help participating firms distribute market information and meet obligations.
Who is Advisor Trade Ex?
Research-led liquidity technology for CFA-grade diligence.
Advisor Trade Ex technology is licensed to public or private issuers to expand access to capital and liquidity for securities owners with limited access to conventional brokerage and trading channels.
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